As part of this role, you will be responsible for work including (but not limited to) the tasks below: 
<ul>
<li>Learning our compliance policies and procedures to protect the integrity of client engagements.</li>
</ul>

<ul>
<li style="margin-left:1.6rem;"> Conduct internet-based search.</li>
</ul>

<ul>
<li style="margin-left:1.6rem;"> Conducting reviews and evaluate the completeness, accuracy, and appropriateness of an individual or an entities profile.</li>
</ul>

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<li style="margin-left:1.6rem;"> Identifying and applying a strong distinction between correct/incorrect business practices and escalate compliance breaches.</li>
</ul>

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<li style="margin-left:1.6rem;"> Understanding and enforcing key requirements of firm and regulators’ Legal &amp; Compliance rules and policies.</li>
</ul>

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<li style="margin-left:1.6rem;"> Managing tasks and activities in a timely manner with complete ownership of responsibilities.</li>
</ul>

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<li style="margin-left:1.6rem;"> Engaging with client service professionals daily to understand their needs and provide support to meet an objective of providing excellent services to Clients</li>
</ul>

<ul>
<li style="margin-left:1.6rem;"> Partnering with different business units and work through complex situation on a day to day basis.</li>
</ul>

<ul>
<li style="margin-left:1.6rem;"> Individual will reference existing policies; however, due to frequency of unique situations will need to research issues and, through situation-specific inquiries, propose solutions to issues. </li>
</ul>
An ideal candidate will have the following 
<ul>
<li style="margin-left:1.6rem;"> Graduate/Postgraduate with 1 year of minimum relevant industry experience i.e Compliance, Due Diligence, Risk Management.</li>
</ul>

<ul>
<li style="margin-left:1.6rem;"> Mandatory - Fluency in English (verbal and written).</li>
</ul>

<ul>
<li style="margin-left:1.6rem;"> Desirable but not required - Fluency (verbal &amp; written) in Japanese and/or Korean languages skills will be given preference.</li>
</ul>

<ul>
<li style="margin-left:1.6rem;"> Possess excellent Internet-based research skills. Familiarity with using Internet-based investigative tools would be an added advantage.</li>
</ul>

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<li style="margin-left:1.6rem;"> Ability to multi-task and prioritize effectively, while ensuring a high level of accuracy and attention to detail.</li>
</ul>

<ul>
<li style="margin-left:1.6rem;"> Strong interpersonal and communication (both verbal and written) skills since the role requires collaborating with cross functional teams</li>
</ul>

<ul>
<li> Successful track record of working in a team environment.</li>
</ul>

<ul>
<li style="margin-left:1.6rem;"> Adaptability to work in a dynamic environment often accompanied by stringent deadlines.</li>
</ul>

<ul>
<li style="margin-left:1.6rem;"> Strong analytical bent of mind and structured problem-solving approach.</li>
</ul>

<ul>
<li style="margin-left:1.6rem;"> Able to work and deliver under minimal supervision/independently.</li>
</ul>

Compliance Analyst in Gurugram (UID-10830)

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Job Description for Compliance Analyst

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