Key Accountabilities

<ul>
<li>Executing the delivery of the Kotak IAD’s Audit plan for the calendar year.</li>
</ul>

<ul>
<li>To assist the Team Supervisor / Team Lead on assigned audit work of KMBL Businesses &amp; Processes. This will entail working on the audit to deliver the Audit Planning Memo, Controls Document, agree issues &amp; action plans with management and submission of draft report to the Team Supervisor.</li>
</ul>

<ul>
<li>Demonstrate sound knowledge of both business/technical areas and expert knowledge in the audit process, including the IA systems, to ensure that audit work is carried out with a high standard that meets all methodologies.</li>
</ul>

<ul>
<li>Demonstrate sound knowledge of regulations governing the bank (RBI, IRDA, SEBI, FEMA, FIMMDA, FEDAI, FATCA, NDS-OM, etc.) </li>
</ul>

<ul>
<li>Conducts reviews to understand end-to-end process, evaluate and highlight key control deficiencies, analyse root cause and discuss / agree with management for effective and timely remediation plans.</li>
</ul>

<ul>
<li>Manage individual workflow to ensure timely report deliveries with quality articulation of audit queries</li>
</ul>

<ul>
<li>Writing high quality audit reports. To embrace and demonstrate effective Audit report writing &amp; presentation skills from E2E perspective (Planning, Execution, Discussion, Clarification, Finalisation, Documentation into system etc.)</li>
</ul>

<ul>
<li>Endeavouring to update awareness of risk issues and changes across relevant business units and use this knowledge to update the audit approach.</li>
</ul>

<ul>
<li>Driving and leading discussions with relevant stakeholders regarding audit observations, consulting with IAD team supervisors / Team Leads. </li>
</ul>
Decision-making and Problem Solving

<ul>
<li style="margin-left:1.6rem;">Take into account reputation of Kotak at all times, through positive interactions and adhering to policies, procedures and manuals.</li>
</ul>

<ul>
<li style="margin-left:1.6rem;">Set an example and supports fair and ethical behaviour.</li>
</ul>

<ul>
<li style="margin-left:1.6rem;">Make sure you are equipped to be able to protect our reputation at all times.</li>
</ul>

<ul>
<li style="margin-left:1.6rem;">Challenge others where appropriate, if you believe self to be correct. </li>
</ul>
Essential Skills/Basic &amp; Preferred Qualifications: 
<ul>
<li>Understanding of Banking Business their products and processes.</li>
</ul>

<ul>
<li>Person who can work alone, close audits and manage stakeholders </li>
</ul>

<ul>
<li>Relevant professional qualifications e.g. CA/CMA, CISA, CIA, (Bachelor’s degree mandatory).</li>
</ul>

<ul>
<li>A Bachelor’s degree in Commerce (preferably) holder with at least 3-5 years of experience in internal audit of a financial institution and/or relevant experience in the following areas: </li>
</ul>

<ul>
<li>Experience in a BFSI or Finance processes, including audit.</li>
</ul>

<ul>
<li>Understanding of relevant regulatory environment would be an added advantage.</li>
</ul>

<ul>
<li>Experience in data analytics and/or exposure to data science/machine learning techniques would be an added advantage. </li>
</ul>

CA Freshers in Mumbai (UID-6329)

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Job Description for CA Freshers